0000950142-12-000282.txt : 20120210 0000950142-12-000282.hdr.sgml : 20120210 20120210110613 ACCESSION NUMBER: 0000950142-12-000282 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 GROUP MEMBERS: BANK OF TOKYO-MITSUBISHI UFJ LTD. GROUP MEMBERS: KABU.COM SECURITIES CO. LTD. GROUP MEMBERS: KOKUSAI ASSET MANAGEMENT CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ ASSET MANAGEMENT CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ FINANCIAL GROUP INC. GROUP MEMBERS: MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES HOLDINGS CO. LTD. GROUP MEMBERS: MITSUBISHI UFJ TRUST & BANKING CORP GROUP MEMBERS: MU INVESTMENTS CO. LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KUBOTA CORP CENTRAL INDEX KEY: 0000109821 STANDARD INDUSTRIAL CLASSIFICATION: IRON & STEEL FOUNDRIES [3320] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83600 FILM NUMBER: 12590256 BUSINESS ADDRESS: STREET 1: 2-47 SHIKITSUHIGASHI STREET 2: 1-CHOME NANIWA-KU OSAKA 556-8601 CITY: OSAKA, JAPAN STATE: M0 ZIP: 556-8601 BUSINESS PHONE: 81-6-6648-2111 MAIL ADDRESS: STREET 1: 2-47 SHIKITSUHIGASHI STREET 2: 1-CHOME NANIWA-KU OSAKA 556-8601 CITY: OSAKA, JAPAN STATE: M0 ZIP: 556-8601 FORMER COMPANY: FORMER CONFORMED NAME: KUBOTA CO DATE OF NAME CHANGE: 19900925 FORMER COMPANY: FORMER CONFORMED NAME: KUBOTA LTD DATE OF NAME CHANGE: 19900718 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 eh1200214_13ga4-kubota.htm AMENDMENT NO. 4 eh1200214_13ga4-kubota.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 4)*
 
Kubota Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
501173207
(CUSIP Number)
 
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ : Rule 13d-1(b)
 
o : Rule 13d-1(c)
 
o : Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


 
 

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
106,709,439
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
106,709,439
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
106,709,439
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
8.5%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
 
Page 2 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
20,173,729
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
20,173,729
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
20,173,729
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
1.6%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 3 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
78,950,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
78,950,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
78,950,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 4 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,362,710
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
3,362,710
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,362,710
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 5 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,362,710
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
3,362,710
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,362,710
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 6 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
3,913,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
3,913,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,913,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 

 
 
Page 7 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
170,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
170,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
170,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 8 of 29

 
 
CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
97,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
97,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
97,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 9 of 29

 

CUSIP No. 501173207
 
 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
43,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
43,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
43,000
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 10 of 29

 
 
CUSIP No. 501173207
 
  
ITEM 1
 
 
(a)
Name of Issuer
     
 
 
Kubota Corporation
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
2-47 Shikitsu-higashi 1-chome, Naniwa-ku, Osaka 556-8601, Japan
 
ITEM 2
 
 
(a)
Names of Persons Filing
     
   
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
     
   
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
     
   
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
     
   
MU Investments Co., Ltd. (“MUI”)
     
   
kabu.com Securities Co., Ltd. (“KC”)
     
   
KOKUSAI Asset Management Co., Ltd. (“KAM”)
     
 
 (b)
Address of Principal Business Office or, if none, Residence
     
 
 
MUFG:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
     
   
BTMU:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8388, Japan
     
 
 
MUTB:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
     
 
 
MUSHD:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
 
 
 
 
MUMSS:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
 
 
Page 11 of 29

 
 
 
CUSIP No. 501173207
 
 
 
 
MUAM:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
 
 
 
 
 
MUI:
   
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
Tokyo 103-0022, Japan
 
 
 
 
 
KC:
   
3-2 Otemachi 1-chome, Chiyoda-ku
Tokyo 100-0004, Japan
 
 
 
 
 
KAM:
 
 
1-1 Marunouchi 3-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
 
 
 
(c)
Citizenship
     
 
 
Not applicable.
     
 
(d)
Title of Class of Securities
     
 
 
Common Stock
     
 
(e)
CUSIP Number
     
 
 
501173207
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
 
Page 12 of 29

 
 
CUSIP No. 501173207
 
 
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
BTMU:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
 
 
Page 13 of 29

 
 
CUSIP No. 501173207
 
 
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
 
Page 14 of 29

 
 
CUSIP No. 501173207
 
 
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
 
 
Page 15 of 29

 
 
CUSIP No. 501173207
 
 
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
 
Page 16 of 29

 
 
CUSIP No. 501173207
 
 
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
     
ITEM 4
Ownership
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
For MUFG
 
       
 
(a)
Amount beneficially owned:
106,709,439
       
 
(b)
Percent of class:
8.49%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
106,709,439
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
106,709,439
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For BTMU
 
       
 
(a)
Amount beneficially owned:
20,173,729
       
 
(b)
Percent of class:
1.61%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
20,173,729
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
20,173,729
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
Page 17 of 29

 
 
CUSIP No. 501173207
 
 
 
For MUTB
 
       
 
(a)
Amount beneficially owned:
78,950,000
       
 
(b)
Percent of class:
6.28%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
78,950,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
78,950,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUSHD
 
     
 
(a)
Amount beneficially owned:
3,362,710
       
 
(b)
Percent of class:
0.27%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
3,362,710
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
3,362,710
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUMSS
 
     
 
(a)
Amount beneficially owned:
3,362,710
       
 
(b)
Percent of class:
0.27%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
3,362,710
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
3,362,710
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAM
 
     
 
(a)
Amount beneficially owned:
3,913,000
       
 
(b)
Percent of class:
0.31%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
3,913,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
3,913,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
 
 
Page 18 of 29

 
 
CUSIP No. 501173207
 
 
 
For MUI
 
     
 
(a)
Amount beneficially owned:
170,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
170,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
170,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KC
 
     
 
(a)
Amount beneficially owned:
97,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
97,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
97,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KAM
 
     
 
(a)
Amount beneficially owned:
43,000
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
43,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
43,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
ITEM 5
Ownership of Five Percent or Less of a Class  
     
   Not applicable.  
 
 
 
Page 19 of 29

 
 
CUSIP No. 501173207
 
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2011, MUFG beneficially owns 106,709,439 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 20,173,729 shares; MUTB holds 78,950,000 shares; MUSHD holds 3,362,710 shares (indirectly through a subsidiary, MUMSS); MUAM holds 3,913,000 shares; MUI holds 170,000 shares; KC holds 97,000 shares; and KAM holds 43,000 shares.
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.  The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
 
 
 
 
 
Page 20 of 29

 
 
CUSIP No. 501173207


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
February 10, 2012
 
       
 
Mitsubishi UFJ Financial Group, Inc.
 
     
       
 
By:
/s/ Koujirou Nakazawa
 
     
  Name:  
Koujirou Nakazawa
 
     
  Title: 
Senior Manager, Credit & Investment Management Division
 

 
 
 
Page 21 of 29

 

CUSIP No. 501173207

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
 
     
       
 
By:
/s/ Koujirou Nakazawa
 
     
  Name: 
Koujirou Nakazawa
 
     
  Title:   
Chief Manager, Credit Policy & Planning Division
 
 
 
 
Page 22 of 29

 
 
CUSIP No. 501173207
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
February 10, 2012
 
       
 
Mitsubishi UFJ Trust and Banking Corporation
 
       
       
 
By:
/s/ Hiroki Masuoka
 
 
  Name:
Hiroki Masuoka
 
     
  Title:
Deputy General Manager of Trust Assets Planning Division
 
 

 

 
 
Page 23 of 29

 
CUSIP No. 501173207
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
February 10, 2012
 
       
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
       
       
 
By:
/s/ Shingo Sumimoto
 
 
  Name:
Shingo Sumimoto
 
     
  Title:
General Manager, Corporate Planning Division
 
 

 
 
Page 24 of 29

 
 
CUSIP No. 501173207

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
     
       
 
By:
/s/ Tetsurou Shinohara
 
     
  Name:
Tetsurou Shinohara
 
     
  Title: 
General Manager, Corporate Planning Division
 
 
 
 
Page 25 of 29

 
 
CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
     
       
 
By:
/s/ Katsutoshi Edamura
 
     
  Name:  
Katsutoshi Edamura
 
     
  Title:
General Manager of Risk Management Division
 
 
 
 

 
 
Page 26 of 29

 
CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
MU Investments Co., Ltd.
 
     
       
 
By:
/s/ Yuya Saijo
 
     
  Name:
Yuya Saijo
 
     
  Title: 
Senior Managing Director
 
 
 
 
Page 27 of 29

 

CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
kabu.com Securities Co., Ltd.
 
     
       
 
By:
/s/ Takeshi Amemiya
 
     
  Name:
Takeshi Amemiya
 
     
  Title: 
General Manager of Corporate Administration
 
 
 
 
Page 28 of 29

 
 

CUSIP No. 501173207
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
February 10, 2012
 
       
 
KOKUSAI Asset Management Co., Ltd.
 
     
       
 
By:
/s/ Takeshi Dohi
 
     
  Name:
Takeshi Dohi
 
     
  Title:
General Manager, Investment Management Planning Dept.
 
 

 
 
Page 29 of 29